ADCA Member

FinTech Compliance

Fintech Compliance is a Chartered Secretary practice providing governance and AML services to startups. The founder of the company is a qualified Chartered Secreatry (AGIA) and Certified AML Specialist (CAMS). Fintech Compliance can provide governance for:

  • Managed Investment Schemes
  • ICOs
  • STOs
  • KYC
  • Registering a company with ASIC
  • Compliance sign off on offer documents and marketing materials
  • Compliance with ICO guidelines (ASIC Info sheet 225)
  • Due Diligence

Fintech Compliance has provided governance and AML advice to equity crowdfunding platforms, regtechs, identity blockchains as well as acted as Governance Advisor to ICOs.

Blockchain Australia